US Department of Justice – Provides Guidance on the Evaluation of Corporate Compliance Programs

The Department of Justice has published guidance entitled: “Evaluation of Corporate Compliance Programs”. The document provides a list of questions US regulators may ask a financial entity to assess

the quality of its compliance program.

Link to document: https://www.justice.gov/criminal-fraud/page/file/937501/download

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The Caribbean Association of Banks, Inc. is the representative body and recognized voice for banks and other financial institutions in the Caribbean. We seek to influence policies and legislation which impact the sector by advocating on our members’ behalf and participating in the global network of similar institutions.

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